Abstract
The first sentence of Leo Tolstoy's novel Anna Karenina is: "Happy families
are all alike; every unhappy family is unhappy in its own way". Here Tolstoy
means that for a family to be happy, several key aspects must be given (such as
good health of all family members, acceptable financial security, and mutual
affection). If there is a deficiency in any one or more of these key aspects,
the family will be unhappy. In this paper we introduce the Anna Karenina
principle as a principle that can explain success in science. Here we will
refer to three central areas in modern science in which scarce resources will
most usually lead to failure: (1) peer review of research grant proposals and
manuscripts (money and journal space as scarce resources), (2) citation of
publications (reception as a scarce resource), and (3) new scientific
discoveries (recognition as a scarce resource). If resources are scarce
(journal space, funds, reception, and recognition), there can be success only
when several key prerequisites for the allocation of the resources are
fulfilled. If any one of these prerequisites is not fulfilled, the grant
proposal, manuscript submission, the published paper, or the discovery will not
be successful.
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